The docket
Every 10-K, 10-Q and 8-K filed by the 30 companies we follow, from the last 60 days. Rare 8-K items, such as a change of auditor or a restatement, are flagged and listed first. Updated every weekday from EDGAR.
Flags by email
When a company we follow files a rare 8-K item, an email that day: the item, what it means, the link. Plus The Docket, weekly.
What we flag, and why
A flag says an item is rare and worth reading the day it is filed. It is not a judgement on the company. Read the filing.
- Item 1.03
- Bankruptcy or receivership. The company, or a significant subsidiary, has entered bankruptcy or receivership.
- Item 1.05
- Material cybersecurity incident. The company has decided a cybersecurity incident is material, and describes what it knows so far.
- Item 2.04
- Triggering event on an obligation. Something has made a debt or other obligation due sooner or larger, for example a covenant breach.
- Item 2.05
- Exit or disposal costs. The company has committed to a restructuring, a closure or layoffs, and estimates what it will cost.
- Item 2.06
- Material impairment. The company has concluded an asset is worth materially less than its books said.
- Item 3.01
- Delisting notice. The exchange says the company fails a listing rule, or the company is moving its listing.
- Item 4.01
- Change of auditor. The auditor resigned, was dismissed, or declined to stand again. The filing says whether there were disagreements.
- Item 4.02
- Prior statements can no longer be relied on. Previously issued financial statements contain an error and should not be relied on. A restatement usually follows.
- Item 5.01
- Change in control. Someone new controls the company.
- NT 10-K / NT 10-Q
- Late filing notice. The company says its annual or quarterly report will be late, and why.